# Strategic Compliance Leadership in Fintech & Lending
> A professional presentation outlining a strategic approach to compliance leadership, FCA regulation, Consumer Duty, and scaling fintech governance frameworks.

Tags: compliance-strategy, fintech, fca-regulation, consumer-duty, leadership, risk-management, regulated-lending, governance
## Introductory Presentation: Head of Compliance
* Strategic and commercially aligned compliance leadership for growth-stage businesses.

## Understanding the Business
* **Model:** FCA regulated employer-integrated model (consumer credit & money remittance).
* **Product Suite:** Loans, advances, savings, and financial education.
* **Mission:** Improving employee financial resilience at scale.

## Regulatory Landscape & Key Obligations
* **Core Pillars:** CONC (Consumer Credit Sourcebook), SYSC (Systems & Controls), SMCR (Senior Managers Regime), Financial Crime/AML, and Consumer Duty.
* **Considerations:** Affordability assessments, vulnerability frameworks, and operational resilience in payroll integrations.

## Leadership Approach
* **Proportionate Frameworks:** Building scalable architecture that grows with the business.
* **Governance:** Strengthening controls without hindering innovation.
* **Cross-Functional:** Partnership with Product, Tech, and Commercial teams.

## Strategic Priorities
* **Immediate Focus:** Maturing Consumer Duty evidence, MI, reporting, and vulnerability oversight.
* **Long-term Ambition:** Formalising governance for international scaling and positioning compliance as a competitive differentiator.

## Value Proposition
* Experience in building scalable compliance functions within regulated lending and growth-stage environments.
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